Format for investors complaints’ data to be displayed by registered merchant bankers on their respective websites:

Data for every month ending -

Sr. No. Received from Pending as at the end of last month Received during particular month Resolved during particular month Total Pending during particular month Pending complaints > 1 month Average Resolution time^(in days)
1 Directly from Investors 0 0 0 0 0 0
2 SEBI (SCORES) 0 0 0 0 0 0
3 Stock exchanges (if relevant) 0 0 0 0 0 0
4 Other Sources (if any) 0 0 0 0 0 0
Grand Total 0 0 0 0 0 0

Trend of monthly disposal of complaints for the financial year:

Sr. No. Month Carried forward from previous year Received during particular year Resolved during particular year Pending at the end of particular year
1 April 2021 0 0 0 0
2 May 2021 0 0 0 0
3 June 2021 0 0 0 0
4 July 2021 0 0 0 0
5 August 2021 0 0 0 0
6 Septemper 2021 0 0 0 0
7 October 2021 0 0 0 0
8 November 2021 0 0 0 0
9 December 2021 0 0 0 0
10 January 2022 0 0 0 0
11 February 2022 0 0 0 0
12 March 2022 0 0 0 0
Grand Total 0 0 0 0

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

* Inclusive of complaints of previous months resolved in the current month.

# Inclusive of complaints pending as on the last day of the month.

Trend of annual (financial year) disposal of complaints (for 3 years on rolling basis):

Sr. No. Year Carried forward from previous year Received during particular year Resolved during particular year Pending at the end of particular year
1 2019-20 0 0 0 0
2 2020-21 0 0 0 0
3 2021-22 0 0 0 0
Grand Total 0 0 0 0

NVS Brokerage SEBI Registration No.: INZ000209331 (BSE-531 | NSE-90098 ) ,

AMFI: ARN-0539 is Registered under “NVS Brokerage Private Limited”

INA000003205 is Registered under “NVS Wealth Managers Pvt. Ltd.”


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