Investor Grievances

For complaints and other grievances kindly mail the compliance officer Saloni J Shah at investorgrievances.nvsb@gmail.com

For fast and prompt action the complaints should be properly typed preferably on the format given by SEBI, which is annexed as an Annexure to the OIAE Division of SEBI at Mumbai or Regional Offices

INFO ABOUT GRIEVANCES FOR INVESTORS :

There are occasions when an investor has grievances against listed company/ intermediary registered with SEBI etc. In the event of such grievances the investor should first approach the concerned company/intermediary against whom an investor has a grievance.

If the investor is not satisfied with the response from the concerned company then the investor should be well aware of where he/she should turn to, to get his/her grievance redressed.

SEBI has taken the initiative for investor protection, and takes up all grievances related to issues and transfer of security and non-payment of dividend etc with listed companies. In addition to this SEBI also takes up grievances against various intermediaries registered with it and other related issues.

Nature Of Grievances :

• Refund order/Allotment Advice
• Non Receipt of dividend
• Non- Receipt of Share Certificates after transfer
• Debentures related issues
• Non- Receipt of letter of offer for Rights
• Collective Investment Schemes.
• Mutual Fund Portfolio Managers, Custodians
• Brokers, DP’S Merchant Bankers, Registrars and Transfer Agents and other intermediaries

ADDRESSES OF SEBI OFFICES :

SEBI Head Office: Mittal Court, ‘A’ Wing 1 st Floor 224, Nariman Point, Mumbai-400 021.Tel Nos: 022-22880962-70, 22850451-56 Email: iggc@sebi.gov.in

SEBI OIAE : 4 th Floor, Exchange Plaza, ‘G’ Block, Bandra Kurla Complex, Bandra (E) Mumbai-400 051. Tel Nos: 022-26598510-13, Email: iggc@sebi.gov.in

SEBI North Regional Office : Block No 1 Rajendra Bhawan, Rajendra Place, Dist Centre New Delhi-110 008 Tel Nos: 011-25788658/7538 Email: sebinro@sebi.gov.in

SEBI Eastern Regional Office : L&T Chambers, 3 rd Floor 16, Camac Street, Kolkatta-700 016 Tel Nos: 033-22801219/1220/1614 Email: sebiero@sebi.gov.in

SEBI Southern Regional Office : 3 rd Floor, D’ Monte Bldg,No 32, D’Monte Colony,TTK Road Alwarpet,Chennai-600 018 Tel: 044-24995676/5525/7385 Email: sebisro@sebi.gov.in

Enquiry