Format for Investor Complaints Data to be displayed by Stock Brokers on their respective websites

Data for August month ending

Sr. No. Received from Carried forward from previous month Received during the month Total Pending Resolved* Pending at the end of the month** Average Resolution time^(in days)
Pending for less than 3 months Pending for more than 3 months
1 2 3 4 5 6 7 8
1 Directly from Investors 0 0 0 0 0 0
2 SEBI (SCORES) 0 0 0 0 0 0
3 SEBI (SCORES) 0 0 0 0 0 0
4 SEBI (SCORES) 0 0 0 0 0 0
Grand Total 0 0 0 0 0 0

Trend of annual disposal of complaints

Sr. No. Year Carried forward from previous year Received during the year Resolved during the year Pending at the end of the year
1 2017-18 0 0 0 0
2 2018-19 0 0 0 0
3 2019-20 0 0 0 0
4 2020-21 0 0 0 0
5 2021-22 0 0 0 0
Grand Total 0 0 0 0
Attention Investors: 1. "KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary." 2. ASBA - "No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account." 3. for Depository Transaction - "Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day......................issued in the interest of investors." 4. for Stock Broking Transaction - "Prevent Unauthorized Transactions in your account --> Update your Mobile Number / Email Id with your Stock Broker. Receive alerts on your Registered Mobile / Email for all debit and other important transactions in your demat account directly from Exchanges on the same day......................issued in the interest of investors."

NVS Brokerage SEBI Registration No.: INZ000209331 (BSE-531 | NSE-90098 ) ,

AMFI: ARN-0539 is Registered under “NVS Brokerage Private Limited”

INA000003205 is Registered under “NVS Wealth Managers Pvt. Ltd.”


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